POLITICAL LAW AND PUBLIC INTERNATIONAL LAW

Constitutional Safeguards to Ensure Independence

The Philippine Constitution of 1987 establishes three Constitutional Commissions—the Civil Service Commission (CSC), the Commission on Elections (COMELEC), and the Commission on Audit (COA)—as independent bodies with constitutional safeguards to ensure their independence. These commissions play a crucial role in maintaining checks and balances within the government, promoting transparency, and ensuring accountability. Below is an outline of the safeguards designed to protect the independence of these Constitutional Commissions, as enshrined in the Constitution:

1. Creation and Composition

  • Article IX of the 1987 Constitution divides the commissions into three distinct parts:
    • A. Civil Service Commission (CSC) - administers the civil service system and ensures merit-based appointments.
    • B. Commission on Elections (COMELEC) - oversees all matters related to elections.
    • C. Commission on Audit (COA) - audits the financial operations of government agencies and offices.

2. Tenure and Security of Tenure

  • The Chairpersons and members of each Constitutional Commission serve a fixed term of seven years without reappointment.
  • This fixed term provides stability and reduces vulnerability to external political pressures.
  • Commissioners are appointed by the President but cannot be removed except through impeachment. This ensures their independence from the executive branch.

3. Impeachment as the Only Removal Mechanism

  • Under the Constitution, members of the Constitutional Commissions can only be removed through impeachment. The grounds for impeachment are limited to:
    • Culpable violation of the Constitution
    • Treason
    • Bribery
    • Graft and corruption
    • Other high crimes
    • Betrayal of public trust
  • This impeachment safeguard ensures that commissioners are protected from arbitrary or politically motivated removal.

4. Prohibition on Holding Other Positions

  • Members of the Constitutional Commissions are prohibited from holding any other office or employment during their tenure, whether public or private, unless provided by the Constitution. This ensures their full-time focus on their duties and prevents conflicts of interest.
  • This prohibition also ensures that members are not beholden to other government branches, enhancing their independence.

5. Fiscal Autonomy

  • The Constitutional Commissions enjoy fiscal autonomy, which means they are allocated a separate budget in the General Appropriations Act (GAA).
  • Their budgets cannot be reduced below the level of the previous year except when a lower budget is requested by the commission itself.
  • This fiscal independence ensures they can perform their functions without undue influence from other branches of government, particularly the executive and legislative branches.

6. Non-Partisanship

  • Members of the Constitutional Commissions are required to remain non-partisan. Specifically, the COMELEC commissioners, whose mandate involves electoral oversight, must avoid any association with political parties, ensuring impartiality in election-related matters.
  • This non-partisan requirement applies across all three commissions to ensure that their decisions are free from political bias and external influence.

7. Quasi-Judicial Powers

  • The Constitutional Commissions have quasi-judicial powers, meaning they can issue rulings or decisions in the areas under their jurisdiction. These decisions are often final and executory, which strengthens their authority and independence from interference by the executive or legislative branches.
  • Appeals from the decisions of the Constitutional Commissions may only be made to the Supreme Court.

8. Autonomous Rule-Making Authority

  • The Constitutional Commissions have the power to promulgate their own rules governing the practice and procedure in their respective fields. This rule-making authority is integral to their ability to function without interference.
  • They are also empowered to issue regulations and guidelines necessary to implement their constitutional mandates.

9. Qualifications of Members

  • The Constitution specifies stringent qualifications for members of the Constitutional Commissions, ensuring that only individuals with integrity, competence, and independence hold these critical positions. These qualifications include:
    • Proven probity and independence
    • Expertise in their respective fields (for instance, COA members are required to have experience in auditing and financial management).

10. Powers and Functions

  • Each of the Constitutional Commissions has a distinct set of powers and functions enshrined in the Constitution:
    • The CSC ensures that the civil service system is based on merit and fitness, oversees recruitment, and protects civil service employees.
    • The COMELEC administers elections, ensures free and fair elections, and resolves election disputes.
    • The COA audits government agencies and offices, and ensures public funds are spent properly and in accordance with the law.

Conclusion

The Constitutional Safeguards to Ensure Independence of the Constitutional Commissions in the Philippines are deeply embedded in the structure of the Constitution. These safeguards, including security of tenure, fiscal autonomy, quasi-judicial powers, and a strict prohibition on political partisanship, are designed to ensure that the commissions function free from undue influence and political interference. As guardians of merit-based public service, electoral integrity, and proper use of public funds, these Constitutional Commissions play a critical role in upholding democratic governance and public accountability in the Philippines.

Maritime Zones

In Philippine law, the national territory and its associated maritime zones are governed by both domestic legislation and international law, primarily influenced by the United Nations Convention on the Law of the Sea (UNCLOS). The Constitution, domestic statutes, and international agreements define the Philippines' national territory and its maritime zones. Let’s break this down, focusing specifically on the maritime zones aspect.

Constitutional Provision

Article I of the 1987 Philippine Constitution defines the national territory, including its waters, maritime zones, and seabed. It states:

"The national territory comprises the Philippine archipelago, with all the islands and waters embraced therein, and all other territories over which the Philippines has sovereignty or jurisdiction, consisting of its terrestrial, fluvial, and aerial domains, including its territorial sea, the seabed, the subsoil, the insular shelves, and other submarine areas. The waters around, between, and connecting the islands of the archipelago, regardless of their breadth and dimensions, form part of the internal waters of the Philippines."

This gives the Philippines legal grounding to claim sovereignty and jurisdiction over its maritime zones.

Domestic Laws on Maritime Zones

  1. Republic Act No. 9522 (An Act to Amend Certain Provisions of Republic Act No. 3046, As Amended by Republic Act No. 5446, to Define the Archipelagic Baselines of the Philippines, and for Other Purposes)

    RA 9522, passed in 2009, is the Philippines' legislation to align its maritime claims with the provisions of the United Nations Convention on the Law of the Sea (UNCLOS). It defines the archipelagic baselines of the Philippines, which are used to determine its maritime zones, such as the territorial sea, exclusive economic zone (EEZ), and continental shelf.

    • Archipelagic Baselines: These are imaginary lines connecting the outermost points of the outermost islands of the archipelago. These lines form the basis for the measurement of maritime zones.
    • Straight Baselines: Used for the purpose of delineating maritime zones around an archipelago or a complex coastline.
  2. Presidential Decree No. 1599 (Establishing an Exclusive Economic Zone of the Philippines)

    This decree, issued in 1978, established the Philippines’ Exclusive Economic Zone (EEZ), consistent with the provisions of UNCLOS. It claims the Philippines’ sovereign rights to explore, exploit, conserve, and manage natural resources within 200 nautical miles from its baselines.

Maritime Zones under Philippine Law

  1. Territorial Sea

    • Defined under the 1987 Constitution and RA 9522.
    • The territorial sea extends 12 nautical miles from the baselines.
    • Within this zone, the Philippines exercises full sovereignty, including over airspace, seabed, and subsoil.
    • However, innocent passage is permitted under international law for foreign vessels.
  2. Contiguous Zone

    • Extends 24 nautical miles from the baselines.
    • In this zone, the Philippines may exercise control necessary to:
      • Prevent infringement of its customs, fiscal, immigration, or sanitary laws.
      • Punish any violations of those laws.
  3. Exclusive Economic Zone (EEZ)

    • Extends 200 nautical miles from the baselines.
    • Within the EEZ, the Philippines has sovereign rights to explore and exploit, conserve and manage natural resources (whether living or non-living) of the waters and the seabed.
    • It also has jurisdiction over artificial islands, marine scientific research, and protection of the marine environment.
  4. Continental Shelf

    • The continental shelf extends up to 200 nautical miles from the baselines, or beyond, based on the natural prolongation of the land territory under the sea.
    • The Philippines has sovereign rights over the continental shelf for the purpose of exploring and exploiting its natural resources, particularly oil, gas, and minerals.
  5. Archipelagic Waters/Internal Waters

    • Archipelagic waters refer to waters enclosed by the archipelagic baselines. They are considered part of the internal waters of the Philippines.
    • According to UNCLOS Part IV (Archipelagic States), the waters around and between the islands of an archipelago are considered part of the internal waters of the archipelagic state. Therefore, the Philippines exercises sovereignty within these waters, though it must allow for innocent passage and archipelagic sea lanes passage as part of its international obligations.

International Law: UNCLOS (United Nations Convention on the Law of the Sea)

The Philippines is a signatory to UNCLOS, which provides an international legal framework for maritime zones. The UNCLOS defines the rights and obligations of states over various maritime zones:

  1. Internal Waters: Full sovereignty (e.g., Manila Bay).
  2. Territorial Sea: 12 nautical miles from the baselines.
  3. Contiguous Zone: 24 nautical miles from the baselines.
  4. Exclusive Economic Zone (EEZ): 200 nautical miles.
  5. Continental Shelf: Up to 200 nautical miles or beyond, based on natural prolongation.

UNCLOS also provides mechanisms for the resolution of disputes, which is critical for the Philippines in its territorial disputes in the West Philippine Sea (also known as the South China Sea).

Territorial Disputes and Claims

  1. West Philippine Sea:

    • The Philippines faces overlapping territorial and maritime claims in the West Philippine Sea (part of the South China Sea), particularly involving China, Vietnam, and other Southeast Asian nations.
    • The Permanent Court of Arbitration (PCA) ruled in favor of the Philippines in a 2016 decision, invalidating China’s historical claims based on the nine-dash line under UNCLOS. However, China does not recognize the ruling.
  2. Bajo de Masinloc (Scarborough Shoal) and the Kalayaan Island Group:

    • These areas are significant not only because of their strategic location but also for their rich marine resources. These are subject to disputes with other neighboring states, particularly China.

Recent Developments in Maritime Zones Law

The Philippines has been active in asserting its rights over its maritime zones, particularly in the context of its disputes in the West Philippine Sea. The government has passed several resolutions and continues diplomatic and legal efforts to protect its sovereign rights, especially in the EEZ and continental shelf.

Conclusion

In summary, Philippine maritime zones are governed by a combination of constitutional law, domestic legislation (such as RA 9522), and international law (mainly UNCLOS). The Philippines asserts its sovereignty over its territorial sea, archipelagic waters, and contiguous zone, while enjoying sovereign rights over its EEZ and continental shelf. However, challenges persist, particularly with regard to disputes in the West Philippine Sea, where international law and diplomatic efforts continue to play significant roles.

Archipelagic Doctrine

Archipelagic Doctrine under Philippine Law

1. Definition of the Archipelagic Doctrine

The Archipelagic Doctrine refers to the concept that the Philippines, as an archipelago, should be considered as a single unit for the purposes of defining its territorial boundaries. This doctrine plays a crucial role in determining the national territory of the Philippines, especially as it relates to its configuration as a collection of islands.

In an archipelagic state like the Philippines, waters enclosed by baselines drawn around the outermost points of the outermost islands are considered part of the internal waters of the state. The doctrine treats the entire archipelago, including the sea separating the islands, as a unified territory, which means that internal waters (e.g., bays and rivers) and archipelagic waters (those between the islands) are under the sovereignty of the state.

2. Basis in the Philippine Constitution

The Archipelagic Doctrine is enshrined in the 1987 Philippine Constitution, under Article I (National Territory), which states:

"The national territory comprises the Philippine archipelago, with all the islands and waters embraced therein, and all other territories over which the Philippines has sovereignty or jurisdiction, consisting of its terrestrial, fluvial, and aerial domains, including its territorial sea, the seabed, the subsoil, the insular shelves, and other submarine areas. The waters around, between, and connecting the islands of the archipelago, regardless of their breadth and dimensions, form part of the internal waters of the Philippines."

This constitutional provision reinforces the Archipelagic Doctrine by asserting that the waters around and between the islands of the Philippine archipelago are part of the internal waters of the state.

3. Legal Framework in International Law

The Archipelagic Doctrine also finds support in international law, specifically under the United Nations Convention on the Law of the Sea (UNCLOS). The Philippines is a signatory to UNCLOS, which provides the international legal framework for the concept of archipelagic states.

According to UNCLOS:

  • An archipelagic state is defined as a state constituted wholly by one or more archipelagos and may include other islands.
  • An archipelagic state may draw straight baselines connecting the outermost points of its outermost islands, from which the breadth of its territorial sea, exclusive economic zone (EEZ), and continental shelf are measured.
  • The waters within these baselines are classified as archipelagic waters over which the archipelagic state exercises sovereignty. However, archipelagic states must respect the right of innocent passage of foreign ships through archipelagic waters.

The Archipelagic Doctrine under UNCLOS permits the Philippines to claim sovereignty over its archipelagic waters and ensures the protection of its maritime zones, while also recognizing international obligations like allowing innocent passage.

4. Historical Development of the Archipelagic Doctrine in the Philippines

Historically, the Archipelagic Doctrine has evolved alongside Philippine territorial laws and the assertion of sovereignty over maritime areas:

  • Treaty of Paris (1898): At the time of the Treaty of Paris, the Philippines' territory was limited to the land areas and a 3-nautical-mile belt of sea around the islands. This concept was soon challenged and expanded as the country developed.
  • Philippine Constitution (1935, 1973, 1987): Over time, the Philippines revised its definition of national territory in its successive Constitutions. The 1973 Constitution first explicitly incorporated the Archipelagic Doctrine, which was retained in the 1987 Constitution.
  • Presidential Decree No. 1599 (1978): This decree established the Philippines’ claim to a 200-nautical-mile exclusive economic zone (EEZ), further expanding the country’s jurisdiction over its maritime areas.
  • Republic Act No. 9522 (2009): The "Philippine Archipelagic Baselines Law" defines the archipelagic baselines of the Philippines and harmonizes national law with UNCLOS. It further clarifies the country’s territorial limits and claims, reaffirming the Archipelagic Doctrine under international law.

5. Importance of the Archipelagic Doctrine

The Archipelagic Doctrine is important for the Philippines for several reasons:

  • Territorial Integrity: It ensures that the country is considered as a single geographic unit, which strengthens its territorial integrity.
  • Sovereignty: The doctrine enables the Philippines to assert its sovereignty over both land and water areas, including internal waters and archipelagic waters.
  • Resource Management: It allows the Philippines to control the exploitation and management of marine resources, including fishery stocks, minerals, and other natural resources within its territorial waters and EEZ.
  • Maritime Security: By claiming sovereignty over the waters between its islands, the Philippines can ensure the protection of its maritime boundaries from external threats and illegal activities, such as poaching or piracy.
  • International Relations: Adherence to the Archipelagic Doctrine and compliance with UNCLOS help strengthen the Philippines' legal position in international disputes, such as its territorial claims in the South China Sea.

6. Challenges and Controversies

While the Archipelagic Doctrine benefits the Philippines, it also presents challenges, especially in relation to territorial disputes in the South China Sea. The Philippines faces competing claims with other states like China, Vietnam, and Malaysia over areas within its EEZ and extended continental shelf. The Archipelagic Doctrine bolsters the Philippines’ legal claims, but disputes require diplomatic and legal resolution, such as through arbitration (e.g., the 2016 Hague ruling on the South China Sea).

Conclusion

The Archipelagic Doctrine is a foundational principle in Philippine law that defines the country's national territory by treating the archipelago and its surrounding waters as a unified whole. Enshrined in the 1987 Constitution and supported by UNCLOS, it provides the legal basis for the Philippines' territorial claims, particularly over its internal and archipelagic waters, while also framing the country’s rights and obligations under international law.

Scope (Terrestrial, Aerial, and Fluvial Domains)

Philippine Law on National Territory: Scope (Terrestrial, Aerial, and Fluvial Domains)

Constitutional Basis

The concept of the "national territory" of the Philippines is primarily found in the 1987 Philippine Constitution, which defines the scope of the country's territorial jurisdiction. The relevant provision is found in Article I, titled "National Territory."

Here is the text of Article I of the 1987 Constitution:

"The national territory comprises the Philippine archipelago, with all the islands and waters embraced therein, and all other territories over which the Philippines has sovereignty or jurisdiction, consisting of its terrestrial, fluvial, and aerial domains, including its territorial sea, the seabed, the subsoil, the insular shelves, and other submarine areas. The waters around, between, and connecting the islands of the archipelago, regardless of their breadth and dimensions, form part of the internal waters of the Philippines."

This provision outlines the comprehensive scope of the Philippine national territory, covering terrestrial, fluvial, and aerial domains, as well as other specific zones of sovereignty.


1. Terrestrial Domain

The terrestrial domain refers to the landmass of the national territory, which includes the Philippine archipelago. The Philippines is an archipelagic state, meaning it is composed of multiple islands (about 7,641 islands).

  • Philippine Archipelago: This term refers to the collective landmasses within the nation's recognized territorial boundaries. The islands and their surrounding waters are included under the concept of the "archipelago."

  • Sovereignty over Land Areas: The Philippines asserts sovereignty over all land territories, including any territories claimed based on historic treaties, such as the Treaty of Paris (1898), the Treaty of Washington (1900), and the Convention between the United States and Great Britain (1930).


2. Fluvial Domain

The fluvial domain encompasses the bodies of water within and surrounding the archipelago, such as rivers, lakes, and coastal waters. Additionally, it includes:

  • Internal Waters: These are waters around, between, and connecting the islands of the archipelago. The Constitution makes it clear that internal waters are part of the national territory, regardless of their breadth or dimension.

  • Territorial Sea: Under international law, including the United Nations Convention on the Law of the Sea (UNCLOS), a state has sovereignty over a belt of sea adjacent to its coast, referred to as the territorial sea. The Philippines claims a territorial sea of 12 nautical miles from the baseline.

  • Exclusive Economic Zone (EEZ): Beyond the territorial sea, the Philippines exercises certain rights over the Exclusive Economic Zone, which extends up to 200 nautical miles from the baseline. In the EEZ, the Philippines has rights to explore and exploit marine resources.

  • Continental Shelf and Insular Shelves: The seabed and subsoil that extend beyond the coastlines also fall within Philippine jurisdiction, specifically in areas extending to the limits of the continental shelf. The Philippines claims exclusive rights to explore and exploit the natural resources within this zone, including oil and mineral resources.

  • Submarine Areas: These are areas under the sea, including the seabed, the subsoil, and other submerged features. The Philippines asserts rights to natural resources in these areas.


3. Aerial Domain

The aerial domain refers to the airspace above the terrestrial and fluvial domains of the Philippines. The country's sovereignty extends vertically upwards from the land and waters.

  • Airspace Jurisdiction: The airspace over the Philippines is part of its territory, and the country exercises full sovereignty over it. This includes regulating air travel, granting overflight rights, and enforcing national and international aviation laws.

  • Air Defense Identification Zone (ADIZ): This is a designated area in which a country requires identification, location, and control of aircraft in the interest of national security. While ADIZ is not a requirement under international law, many countries, including the Philippines, maintain ADIZ for security purposes.


International Law Considerations

The Philippines' territorial claims are subject to international treaties and conventions, especially UNCLOS, which governs maritime jurisdiction. Under UNCLOS:

  • The Philippines can claim a 12-nautical-mile territorial sea from its baseline.
  • It has sovereign rights over the continental shelf and EEZ extending up to 200 nautical miles.
  • Archipelagic Doctrine: The Philippines is one of the few countries classified as an "archipelagic state" under UNCLOS, meaning it can draw straight baselines connecting the outermost points of its outermost islands, effectively treating the waters within those baselines as internal waters.

International Disputes: The Philippines has ongoing territorial disputes, most notably in the South China Sea (referred to as the West Philippine Sea by the Philippines). The Philippines asserts sovereignty over parts of the Spratly Islands and the Scarborough Shoal. In 2016, the Permanent Court of Arbitration ruled in favor of the Philippines against China's excessive maritime claims in the region under UNCLOS, reaffirming the Philippines' territorial and maritime rights.


Relevant Legislation and Treaties

  1. Philippine Baselines Law (RA 9522): This law adjusts the baselines used to measure the extent of the territorial sea and other maritime zones of the Philippines, to conform with UNCLOS requirements.

  2. Treaty of Paris (1898): This treaty between Spain and the United States ceded the Philippines to the US. It is a historic document often referred to in defining the territorial limits of the Philippines.

  3. Mutual Defense Treaty with the United States (1951): This treaty establishes defense cooperation between the Philippines and the United States. It has implications for the defense of Philippine territory, including air and sea domains.


Conclusion

The national territory of the Philippines, as defined in the Constitution and supported by various international laws and treaties, includes the terrestrial (landmass), fluvial (water bodies), and aerial domains, along with other specific maritime zones such as the territorial sea, EEZ, and continental shelf. The country exercises sovereignty over these areas and engages with international legal frameworks, particularly UNCLOS, to assert its territorial and maritime claims. While the Constitution provides the fundamental definition, actual control over some regions, such as the South China Sea, remains subject to international disputes and diplomatic negotiations.

Taxation

Philippine Law on Taxation under the Fundamental Powers of the State

Taxation is one of the three inherent and fundamental powers of the State, alongside Police Power and Eminent Domain. These three powers exist to ensure the welfare and survival of the State. Taxation, in particular, is an indispensable tool for raising revenue to fund the functions and services of government, from public infrastructure and defense to social welfare programs.

The power of taxation in the Philippines is grounded in Political Law and Public International Law, which provides a comprehensive legal framework governing the imposition, collection, and management of taxes by the State.

Below is an extensive discussion of the relevant concepts, principles, limitations, and case laws related to taxation in the Philippines:


1. Concept and Definition of Taxation

Definition:

Taxation is the power by which the sovereign, through its legislative body, imposes burdens upon persons, property, or rights to raise revenues for government support and services.

Nature of Taxation:

  • Inherent Power: Taxation exists as an inherent power of the State; it does not need to be expressly conferred by the Constitution or any statute.
  • Legislative in Character: Only the legislature has the power to impose taxes, though it can delegate administrative aspects of tax collection to the executive branch.
  • Exercised for Public Purpose: Taxation can only be exercised for the public benefit and not for private purposes.
  • Compulsory: Payment of taxes is a legal obligation, enforced through penalties for non-compliance.

2. Characteristics of the Power of Taxation

  • Unlimited (subject to inherent limitations): The power of taxation is generally unlimited, except as qualified by certain principles and constitutional limitations.
  • Plenary and Comprehensive: Taxation covers all persons, properties, privileges, and activities that may be subject to it. However, it must always be for public purposes.
  • Territorial: The jurisdiction to tax is confined to persons, properties, and activities within the territory of the State.
  • Prospective: Tax laws, unless specifically stated, apply prospectively and not retroactively.

3. Purposes of Taxation

  • Revenue Generation: The primary purpose of taxation is to generate funds to support government expenditures, such as the building of infrastructure, provision of public services, and maintenance of law and order.
  • Regulatory and Compensatory: Taxation may also be used to regulate certain activities (e.g., “sin taxes” on alcohol and tobacco) and to compensate for social costs associated with certain behaviors or industries.
  • Redistributive Function: Taxes can be a means to redistribute wealth within society, promoting equality and social justice (e.g., progressive income tax systems).

4. Basic Principles of a Sound Tax System

A sound tax system in the Philippines should adhere to the following principles:

  1. Fiscal Adequacy: The tax system must generate sufficient revenue to meet government expenditures.
  2. Administrative Feasibility: The system should be easy to administer and collect, with minimal costs.
  3. Theoretical Justice (Equality and Equity): The system should be fair, meaning taxpayers should be taxed according to their ability to pay. This principle manifests in the use of progressive taxation (higher income, higher tax rate).
  4. Uniformity and Equitability: Taxation should be applied uniformly within the same class, and it should not discriminate arbitrarily against specific groups.

5. Limitations on the Power of Taxation

Though the power of taxation is broad, it is subject to constitutional and inherent limitations:

A. Constitutional Limitations

  1. Due Process Clause: Tax laws must not violate the due process rights of taxpayers. Taxation must not be arbitrary, oppressive, or confiscatory.
  2. Equal Protection Clause: Taxation should apply uniformly to similarly situated persons and properties.
  3. Rule of Taxation Shall be Uniform: Under the Philippine Constitution, taxes must be uniform and equitable, meaning they should be applied uniformly to all persons or entities within the same class.
  4. Prohibition on Double Taxation: While not expressly prohibited by the Constitution, the principle against double taxation (taxing the same person or property for the same purpose twice) is generally followed.
  5. Non-impairment of Contracts: Taxation should not impair the obligations of contracts, as provided by the non-impairment clause in the Constitution.
  6. Exemptions: The Constitution grants specific tax exemptions, such as for charitable, educational, and religious organizations, as well as exemptions for non-stock, non-profit institutions.

B. Inherent Limitations

  1. Public Purpose: Taxes must be imposed for public purposes only and not for private interests.
  2. Non-delegation of Taxing Power: The legislative power to tax cannot be delegated to other bodies, except for the power to levy taxes by local governments, which is authorized by law (Local Government Code).
  3. Territoriality: The power of taxation is territorial in scope. The State can only impose taxes on persons, properties, or activities within its territory or jurisdiction.
  4. Exemptions from Taxation: Certain properties, individuals, and institutions may be exempt from taxation by law or constitutional provisions.

6. Types of Taxes in the Philippines

Taxes in the Philippines can be classified based on the following:

A. As to Subject or Object

  1. Personal or Poll Taxes: Levied on individuals residing within the State (e.g., community tax).
  2. Property Taxes: Imposed on property ownership or value (e.g., real property tax).
  3. Excise Taxes: Taxes on the privilege of engaging in an activity or exercising a right (e.g., income tax, business taxes).

B. As to Who Bears the Burden

  1. Direct Taxes: The taxpayer and the tax bearer are the same (e.g., income tax, property tax).
  2. Indirect Taxes: Taxes where the burden is shifted from one party to another (e.g., Value-Added Tax).

C. As to Purpose

  1. General Taxes: Imposed for general revenue purposes (e.g., income tax, VAT).
  2. Special Taxes: Imposed for specific purposes (e.g., road users' tax).

7. Tax Exemptions

Tax exemptions can be granted by the Constitution or by statute. They are strictly construed against the taxpayer and in favor of the government.

Examples of Tax Exemptions:

  • Charitable Institutions: Properties used exclusively for religious, charitable, or educational purposes.
  • Government Entities: Government instrumentalities engaged in essential government functions.
  • Non-Profit Educational Institutions: Non-stock, non-profit educational institutions are exempt from taxes under the Constitution.

8. Doctrines in Taxation

Several legal doctrines have developed under Philippine jurisprudence regarding taxation:

A. Lifeblood Doctrine

Taxes are the lifeblood of the government, essential for its continued existence. Without taxes, the government would cease to function, hence the necessity of taxation.

B. Doctrine of Progressive Taxation

This doctrine supports the idea that taxation should take into account a taxpayer’s ability to pay, leading to the imposition of higher taxes on those who earn more (progressive tax systems).

C. Doctrine of Taxation by Necessity

Taxation is exercised because it is necessary to sustain the government’s operations. The government has the authority to impose taxes to meet its obligations.


9. Remedies and Procedures

The Philippine tax system includes a set of legal remedies available to both the government and the taxpayer. These include:

A. For the Government:

  • Tax Collection: The government, through the Bureau of Internal Revenue (BIR) or local government units (LGUs), can enforce tax collection through administrative or judicial means.

B. For the Taxpayer:

  • Administrative Protest: A taxpayer can file a protest before the BIR for any disputed tax assessments.
  • Judicial Action: If unresolved, a taxpayer may elevate the matter to the courts, particularly the Court of Tax Appeals (CTA).

10. Recent Legal Developments

The taxation system continues to evolve, especially with recent legislation such as the Tax Reform for Acceleration and Inclusion (TRAIN) Act and the Corporate Recovery and Tax Incentives for Enterprises (CREATE) Act. These laws introduce significant reforms aimed at simplifying the tax system, reducing the tax burden on low- and middle-income earners, and attracting foreign investments through better tax incentives.


Conclusion

Taxation is a fundamental power of the Philippine State, indispensable for its survival and functioning. Guided by constitutional and inherent limitations, it ensures that revenues are raised in a fair, efficient, and equitable manner. This body of law evolves with the needs of society, playing a crucial role in public governance and economic stability.

Eminent Domain

Eminent Domain under Philippine Law:

In the context of Philippine Political Law and Public International Law, the power of eminent domain refers to the inherent authority of the state to take or appropriate private property for public use, with just compensation. This power is rooted in the concept that the state, in pursuit of the greater good, may need to utilize private land or property to carry out its functions, but it must do so in a way that is fair to the property owner.

Below is an overview of the fundamental concepts regarding eminent domain as applied in the Philippines:


1. Definition of Eminent Domain

Eminent domain, sometimes referred to as "expropriation," is the inherent power of the State to appropriate private property for public use upon the payment of just compensation. This authority is considered essential for the government to carry out its responsibilities in promoting the public welfare.


2. Legal Basis

The power of eminent domain is derived from the Philippine Constitution, statutory laws, and jurisprudence:

  • Constitutional Basis: Article III, Section 9 of the 1987 Constitution states:

    “Private property shall not be taken for public use without just compensation.”

    This clause enshrines the principle that eminent domain cannot be exercised arbitrarily. It mandates the provision of "just compensation" to the owner of the property being taken.

  • Statutory Basis: Eminent domain is exercised primarily through laws like the Local Government Code (R.A. 7160), which allows local government units (LGUs) to expropriate private property for public purposes, as well as other special laws empowering certain government agencies to expropriate land for specific purposes.


3. Elements of Eminent Domain

There are four essential elements that must be met for the valid exercise of eminent domain in the Philippines:

A. Public Use

The taking of private property must be for a legitimate public purpose or public benefit. Examples include the construction of roads, schools, hospitals, public utilities, and other infrastructure projects that benefit society.

However, the concept of "public use" has evolved over time, and Philippine jurisprudence has interpreted it to mean anything that confers a public benefit or advantage, not necessarily something that is directly accessible by the public.

B. Taking

In eminent domain, taking occurs when the government appropriates or occupies private property. This may not necessarily mean a physical seizure of the property, but could also refer to a restriction on the property owner’s rights that deprives them of the beneficial use of the property.

  • Physical Taking: When the government occupies the land for construction or other public purposes.

  • Constructive Taking: This occurs when there is no physical invasion of the property, but the government's regulation or activity results in the effective loss of its use or value by the owner.

C. Just Compensation

"Just compensation" means the fair market value of the property at the time of its taking. The goal of this requirement is to place the owner in the same financial position they would have been in had their property not been taken. This is a constitutional guarantee to prevent undue harm to the owner when the state exercises its power.

The determination of just compensation is a judicial function and involves assessing the value of the property as well as considering other factors, such as improvements or damage.

D. Due Process

The exercise of eminent domain is subject to procedural requirements to ensure due process. This includes:

  • Proper notice and hearing for the property owner.
  • Compliance with statutory and constitutional guidelines.

In cases where the property owner and the government cannot agree on the compensation amount, the matter is brought to court, where the judiciary makes a final determination of just compensation.


4. Limitations on Eminent Domain

While eminent domain is an inherent power of the state, it is subject to several limitations:

  • Public Use Requirement: The government cannot take property unless it is for a legitimate public purpose. Any abuse of this power, such as using eminent domain for private gain, can be challenged in court.

  • Necessity: The taking must be necessary for the fulfillment of a legitimate public purpose. If the public objective can be achieved without appropriating the private property, eminent domain cannot be justified.

  • Proportionality: The government cannot take more property than is necessary for the public use. Excessive appropriation can be grounds for invalidating the exercise of eminent domain.

  • Just Compensation: Failure to pay just compensation renders the exercise of eminent domain invalid. The payment of just compensation is a prerequisite for the transfer of property ownership to the state.


5. The Process of Expropriation in the Philippines

The process of expropriation generally involves the following steps:

A. Initiation of Expropriation Proceedings

A government agency, LGU, or public entity files a petition in court to expropriate private property. The petition must demonstrate the necessity for the taking and that the purpose is for public use.

B. Issuance of a Writ of Possession

After the petition is filed, the court may issue a writ of possession, allowing the government to take immediate possession of the property, even before the final determination of just compensation, provided that a provisional deposit is made (based on the current valuation of the property).

C. Judicial Determination of Just Compensation

A court-appointed commissioner or assessor evaluates the value of the property to determine just compensation. This process ensures fairness and accuracy in valuing the property.

D. Payment of Just Compensation

Once the amount of just compensation is determined, the government is required to pay the owner within a reasonable time. Failure to do so could delay or nullify the transfer of ownership.

E. Transfer of Title

After the payment of just compensation, ownership of the property is transferred to the government or public entity.


6. Eminent Domain in Local Government Units (LGUs)

The Local Government Code of 1991 (R.A. 7160) grants local government units the power to expropriate private property, provided that it serves a public purpose within their jurisdiction. LGUs are required to pass an ordinance or resolution to initiate expropriation proceedings. Just compensation must still be provided to the property owner, and the taking must be necessary for the LGU's public projects.


7. Eminent Domain and Public-Private Partnerships (PPP)

In recent years, the power of eminent domain has been utilized in public-private partnership (PPP) projects, where the government collaborates with private entities for infrastructure development. The government may expropriate property and then grant it to a private entity for development, as long as the primary objective remains to benefit the public.


8. Philippine Jurisprudence on Eminent Domain

The Supreme Court of the Philippines has decided numerous cases interpreting and refining the scope and limitations of eminent domain. Key principles established in jurisprudence include:

  • The broadening interpretation of "public use" to encompass any activity that serves the public welfare.

  • The determination that just compensation must be based on the fair market value of the property at the time of taking, not at the time of filing the expropriation case.

  • The protection of property owners' rights through procedural safeguards, such as ensuring due process during expropriation proceedings.


Conclusion

Eminent domain is a vital tool for the Philippine government to pursue public projects and promote social welfare. However, its exercise is bound by constitutional and legal requirements to ensure that the rights of private property owners are protected, including the right to just compensation and due process. Over time, Philippine courts have refined these principles to balance the state’s need for property against the individual’s right to property.

Police Power

Philippine Law: Police Power under the Fundamental Powers of the State


I. Introduction to Fundamental Powers of the State

The Fundamental Powers of the State refer to the inherent authorities that the government exercises to regulate and control activities within its territory for the general welfare of its people. In the Philippines, there are three main fundamental powers:

  1. Police Power
  2. Power of Eminent Domain
  3. Power of Taxation

Each of these powers serves a distinct function in upholding order, justice, and the general welfare of society.


II. Police Power: Overview

Police power is the most comprehensive and far-reaching of the three fundamental powers of the State. It refers to the authority vested in the government to enact laws, ordinances, and regulations to promote public health, safety, morals, and the general welfare of the people.

Legal Basis

The power is implied by the very existence of government and is essential for maintaining peace and order. In the Philippines, police power is often associated with the State's general welfare clause in the Constitution and is inherent in the government, even if not explicitly provided in a single legal provision.


III. Nature and Scope of Police Power

  1. Inherent and Pervasive Power

    • Police power is inherent, meaning it exists as a natural consequence of statehood. It doesn't need to be explicitly granted by the Constitution or statutes.
    • The power is pervasive, covering a wide range of activities as long as they affect public welfare, health, safety, and morals.
  2. Characteristics

    • Dynamic: The scope of police power changes depending on the needs of society. It evolves to address new and emerging issues, such as public health crises, technological advancements, or environmental challenges.
    • Superior: Police power is superior to property rights and contracts when the public interest demands it.
    • Delegable: It can be delegated by the legislature to local government units (LGUs) and other administrative bodies through enabling laws.

IV. Objectives of Police Power

Police power is primarily exercised to achieve the following objectives:

  1. Public Health: Laws concerning sanitation, vaccination, quarantine, and disease control.
  2. Public Safety: Regulations on fire prevention, traffic management, building codes, firearms regulation.
  3. Public Morals: Regulation of gambling, prostitution, pornography, and indecent conduct.
  4. General Welfare: Broad regulations such as zoning laws, environmental protection, consumer protection, and labor standards.

V. Essential Requisites for Valid Exercise of Police Power

For the valid exercise of police power in the Philippines, two essential requisites must be met:

  1. Lawful Subject: The regulation must involve a legitimate subject within the scope of public interest, such as the health, safety, or morals of society. The measure must be directed toward promoting the general welfare.

  2. Lawful Means: The means used must be reasonable and not arbitrary. It must be necessary to accomplish the purpose of the regulation and not impose unduly harsh or excessive burdens on individuals or property owners.

    • Tests of Reasonableness:
      • The regulation should not be unduly oppressive or confiscatory.
      • There should be a reasonable relation between the means employed and the public interest sought to be protected.

VI. Limitations on Police Power

While police power is extensive, it is not absolute and is subject to certain constitutional and statutory limitations:

  1. Due Process Clause: Police power must conform to both substantive and procedural due process. Substantive due process requires that the law or regulation is just and not oppressive, while procedural due process ensures fairness in the law’s enforcement.

  2. Equal Protection Clause: Any law or regulation must not discriminate against certain groups unless justified by a valid classification that is reasonably related to the objective of the law.

  3. Bill of Rights: Police power cannot infringe upon the fundamental rights enshrined in the Bill of Rights (Article III, 1987 Constitution). For instance, the government cannot arbitrarily curtail the freedoms of speech, assembly, or religion under the guise of police power.

  4. Judicial Review: The exercise of police power is subject to review by the courts to determine its constitutionality. Courts ensure that the power is not used as a tool for oppression or as a means to usurp property without just compensation.


VII. Police Power and Property Rights

Although police power may infringe on property rights, it differs from the power of eminent domain in that it does not involve the taking of private property for public use but rather the regulation of property to serve the public good. For example:

  • Eminent domain involves the taking of private land with just compensation.
  • Police power regulates property use without the obligation to pay compensation, as long as the regulation is a valid exercise for public welfare and not confiscatory.

VIII. Police Power and Local Government Units (LGUs)

Under the Local Government Code of 1991 (Republic Act No. 7160), local government units (LGUs) are delegated the authority to exercise police power in their respective jurisdictions. LGUs may issue ordinances that regulate local matters of public safety, health, and welfare, provided they do not conflict with national laws or policies.

  • Examples:
    • Curfew ordinances
    • Anti-littering laws
    • Traffic and noise control regulations
    • Zoning ordinances

IX. Examples of the Exercise of Police Power in the Philippines

  1. Public Health Measures: The Mandatory Helmet Law (Republic Act No. 10054) for motorcycle riders and Smoking Ban (Executive Order No. 26, s. 2017).
  2. Traffic and Safety Regulations: Implementation of traffic laws like the Anti-Drunk and Drugged Driving Act (Republic Act No. 10586).
  3. Environmental Laws: The Clean Air Act (Republic Act No. 8749) and the Solid Waste Management Act (Republic Act No. 9003).

X. Conclusion

Police Power is a key component of the State's ability to regulate behavior and ensure the general welfare of society in the Philippines. Although it is inherent, extensive, and flexible, its exercise must still adhere to constitutional safeguards, particularly those protecting the rights to due process and equal protection. The courts serve as the final arbiter in determining whether the government has acted within the boundaries of its police power.


This outline provides a fundamental understanding of police power within the framework of Philippine Political Law, under the broader concept of the Fundamental Powers of the State.

Delegation of Powers

Philippine Law: Delegation of Powers (Under Political Law and Public International Law)

I. Basic Concepts of Delegation of Powers

Delegation of powers refers to the transfer or assignment of authority from one entity to another. In the context of political law, it typically refers to the delegation of legislative, executive, or judicial powers by constitutional or statutory provisions. In the Philippines, this concept is governed by constitutional principles, doctrines, and legal precedents.

II. General Principles of Delegation of Powers

  1. Doctrine of Non-Delegation of Powers
    The Philippine Constitution is built on the principle of separation of powers among the three branches of government: the Legislative (Congress), the Executive (President), and the Judiciary (Supreme Court).

    • Non-Delegation Rule: Generally, the powers vested in each branch are considered non-delegable, which means they cannot be transferred or delegated to another body or agency. Each branch is expected to exercise its powers exclusively.
    • Reason for Non-Delegation: The rationale is to maintain checks and balances, prevent abuse of authority, and ensure that the entity constitutionally assigned to exercise a power remains accountable to the people.
  2. Exceptions to the Non-Delegation Rule Despite the general principle of non-delegation, there are recognized exceptions where delegation is permissible. The courts have developed a framework to determine the validity of delegations of power:

    • Delegation of Legislative Power: The legislative branch may delegate some of its powers to other agencies or bodies, but such delegation must comply with certain standards.

      The two essential tests for valid delegation of legislative power are:

      • Completeness Test: The law must be complete when it leaves the legislature such that it contains all the essential elements or standards for implementation. It should clearly indicate the policy to be followed, the purpose to be achieved, and the limitations of authority delegated.
      • Sufficient Standard Test: There must be adequate guidelines and limitations in the law that guide the delegate on how the authority is to be exercised to prevent arbitrariness or abuse.

      Examples of permissible delegation include:

      • Delegation to Administrative Agencies: Congress can delegate rule-making or quasi-legislative powers to administrative agencies, allowing them to implement laws through regulations.
      • Delegation of Tariff Powers: The President may be granted the power to adjust tariff rates or regulate import/export duties in accordance with statutory guidelines.
    • Delegation of Executive Power: Delegation within the executive branch is more common and permissible. The President, as the Chief Executive, is allowed to delegate certain functions to administrative agencies or executive officials.

      • Delegation to Subordinate Bodies: The President may delegate administrative functions to subordinate officials, provided that the delegation is consistent with law.
    • Delegation of Judicial Power: Judicial power cannot typically be delegated. However, in specific instances, administrative bodies may be granted quasi-judicial powers, allowing them to make decisions affecting private rights, subject to review by the courts.

      • Quasi-Judicial Power: Administrative agencies are sometimes allowed to exercise quasi-judicial powers, such as making determinations on disputes under their jurisdiction. These decisions are still subject to judicial review to ensure compliance with due process and the law.

III. Constitutional Basis of the Delegation of Powers

The Philippine Constitution establishes the foundation for the delegation of powers by the different branches of government:

  1. Article VI (Legislative Department) provides for the powers of Congress, which may be delegated to administrative bodies, but only when accompanied by clear standards.
  2. Article VII (Executive Department) grants the President the power to execute and enforce laws. Delegation within the executive branch is largely administrative in nature.
  3. Article VIII (Judicial Department) restricts the delegation of judicial power, but quasi-judicial powers may be delegated to administrative bodies as part of regulatory functions.

IV. Judicial Precedents and Doctrines on Delegation of Powers

The Supreme Court of the Philippines has developed jurisprudence on the limits and validity of delegated powers:

  1. People v. Vera (1937)
    This case laid down the framework for the doctrine of non-delegation of powers in the Philippines. The Supreme Court held that the delegation of legislative power is invalid if it gives unbridled discretion to the delegate without sufficient standards to guide the exercise of such power.

  2. Abakada Guro Party List v. Ermita (2005)
    The Court affirmed the validity of the delegation of tariff powers to the President, provided that Congress sets clear guidelines and limitations to prevent abuse of discretion. It emphasized the "completeness" and "sufficient standard" tests for valid delegation of legislative power.

  3. Eastern Shipping Lines v. POEA (1988)
    The delegation of quasi-judicial powers to administrative agencies like the Philippine Overseas Employment Administration (POEA) was upheld as long as it was accompanied by clear guidelines and subject to judicial review.

V. Delegation of Powers in International Law Context

In international law, delegation of powers can also arise within the context of treaties, conventions, and agreements between states. For example:

  • The Philippines may delegate certain powers to international organizations (e.g., the United Nations) or accept obligations through treaties, provided that such delegation complies with constitutional procedures for ratification by the Senate (Article VII, Section 21 of the Philippine Constitution).
  • The concept of state sovereignty limits the extent to which powers may be delegated internationally.

VI. Key Points to Remember on Delegation of Powers in the Philippines

  1. Non-Delegation is the General Rule: Each branch of government must exercise the powers vested in it by the Constitution.
  2. Delegation is Permissible with Limitations: Delegation of powers is allowed when there are clear standards and guidelines that prevent abuse or arbitrariness.
  3. Judicial Review: Any delegated authority remains subject to judicial review to ensure that it complies with constitutional and statutory standards.
  4. International Delegation: The Philippines can delegate powers to international bodies, subject to constitutional requirements and the sovereignty of the state.

In summary, while delegation of powers is restricted by the Philippine Constitution to preserve the separation of powers, certain delegations are allowed under established legal doctrines and must always comply with constitutional safeguards, especially when legislative powers are involved.

Checks and Balances

Philippine Law: Checks and Balances under Political Law and Public International Law


I. Definition and Importance of Checks and Balances

Checks and balances is a fundamental constitutional principle in the Philippines that ensures the separation of powers among the three branches of government: the Executive, Legislative, and Judiciary. This doctrine is designed to prevent any one branch from becoming too powerful and to promote accountability, transparency, and good governance. Each branch has specific powers that enable it to check the actions of the other branches.


II. Separation of Powers: The Framework

The Constitution of the Philippines explicitly outlines the distribution of power across the three branches of government:

  1. Executive Branch – Headed by the President, this branch is responsible for implementing and enforcing laws.
  2. Legislative Branch – Consisting of the Senate and House of Representatives, it is responsible for creating laws.
  3. Judicial Branch – Headed by the Supreme Court and other lower courts, it interprets laws and determines their constitutionality.

III. Mechanisms of Checks and Balances

The Philippine Constitution provides mechanisms for each branch to limit or review the powers of the other branches, ensuring that no branch oversteps its bounds. These mechanisms include:

  1. Checks on the Executive Branch:

    • Legislative Veto Power: Congress can review and reject presidential vetoes through a two-thirds vote in both the Senate and House of Representatives.
    • Impeachment: The Legislature holds the power to impeach the President for high crimes, betrayal of public trust, graft and corruption, and other impeachable offenses (Article XI, 1987 Constitution).
    • Budgetary Control: Congress exercises the "power of the purse," meaning it controls the national budget, and the President cannot spend public funds without legislative authorization.
    • Commission on Appointments: The Senate has the power to confirm or reject the President’s appointments to key positions (e.g., Cabinet members, ambassadors, etc.).
  2. Checks on the Legislative Branch:

    • Presidential Veto: The President can veto legislation passed by Congress. However, Congress can override this veto with a two-thirds majority.
    • Judicial Review: The Judiciary can declare laws passed by Congress unconstitutional through its power of judicial review (Section 1, Article VIII, 1987 Constitution).
    • Senate Approval of Treaties: International agreements entered into by the Executive must be concurred in by at least two-thirds of the Senate (Article VII, Section 21).
  3. Checks on the Judicial Branch:

    • Impeachment: Justices of the Supreme Court and other judicial officers can be impeached by Congress for acts of malfeasance, misfeasance, or abuse of power.
    • Budgetary Control: Although the Judiciary enjoys fiscal autonomy, its budget is still subject to review and approval by the Legislature.
    • Executive Appointments: The President appoints justices of the Supreme Court based on the recommendations of the Judicial and Bar Council (JBC), which ensures a check on the Judiciary's composition.

IV. Key Constitutional Provisions

Several sections of the 1987 Philippine Constitution enshrine the principle of checks and balances:

  • Article VI (Legislative Department): Outlines the law-making powers of Congress and limits on legislative actions.
  • Article VII (Executive Department): Grants the President executive powers but provides limits through the veto power of the Legislature and judicial review.
  • Article VIII (Judicial Department): Establishes the independence of the Judiciary but subjects judicial acts to legislative oversight and executive appointments.
  • Article XI (Accountability of Public Officers): Provides the legal basis for impeachment and the accountability of public officers.

V. Application in Philippine Political Practice

  1. Impeachment Cases:

    • Impeachment of Joseph Estrada (2001): The Philippine Congress impeached President Joseph Estrada for corruption, leading to his ouster.
    • Impeachment of Chief Justice Renato Corona (2012): Chief Justice Corona was impeached and removed from office for not fully disclosing his assets, liabilities, and net worth.
  2. Judicial Review:

    • The Supreme Court of the Philippines has declared laws unconstitutional on various occasions, such as the Priority Development Assistance Fund (PDAF) decision in 2013, which nullified the use of pork barrel funds by legislators.

VI. Role of International Law and the Doctrine of Checks and Balances

In the context of Public International Law, the principle of checks and balances is reflected in the participation of different branches of government in the ratification and enforcement of treaties and international agreements. For example:

  • The Executive negotiates and signs treaties, but the Senate must approve them with a two-thirds majority.
  • International obligations and treaties can be scrutinized by the Judiciary for constitutionality and compliance with local law.

Moreover, the Philippines’ commitment to international institutions, such as the United Nations, means that international human rights norms influence domestic governance, further reinforcing checks on power by ensuring that the government adheres to international standards.


VII. Conclusion

The checks and balances system in the Philippines is a cornerstone of its democratic governance. It maintains the separation of powers among the Executive, Legislative, and Judicial branches, ensuring that each can monitor and limit the others. This structure prevents abuse of power and promotes a balanced, accountable, and transparent government.

Separation of Powers

Separation of Powers under Political Law

1. Definition and Overview

The doctrine of Separation of Powers is a fundamental principle in democratic governments, including the Philippines, which divides the powers of government among three distinct branches: the Executive, Legislative, and Judiciary. Each branch is given its specific roles and powers, and no branch should encroach on the functions or powers of the others.

This system is designed to prevent the concentration of power in any one branch, ensure checks and balances, and maintain the rule of law.

2. Constitutional Basis

The principle of Separation of Powers is embedded in the 1987 Constitution of the Philippines:

  • Article VI vests legislative power in the Congress of the Philippines (Senate and House of Representatives).
  • Article VII vests executive power in the President.
  • Article VIII vests judicial power in the Supreme Court and other inferior courts.

3. Key Functions of Each Branch

  1. Legislative Branch (Congress)

    • Primary Function: Law-making. Congress is tasked with enacting laws and deciding on matters of national policy.
    • Additional Powers:
      • Power of the purse (budget approval and appropriations).
      • Power to declare war.
      • Power of impeachment (House initiates; Senate conducts trial).
  2. Executive Branch (President)

    • Primary Function: Enforcement of laws. The President is responsible for implementing and executing laws passed by Congress.
    • Additional Powers:
      • Commander-in-chief of the armed forces.
      • Power of appointment (subject to confirmation in some cases).
      • Power to enter into treaties (subject to Senate concurrence).
      • Power to pardon, except in cases of impeachment.
  3. Judicial Branch (Supreme Court and lower courts)

    • Primary Function: Interpretation of laws and adjudication of disputes. The Judiciary ensures that laws are consistent with the Constitution and resolves conflicts between individuals or between the State and its citizens.
    • Additional Powers:
      • Judicial review (power to declare laws or acts of government unconstitutional).
      • Issuance of writs such as habeas corpus, mandamus, and others.

4. Checks and Balances

The doctrine of Separation of Powers is complemented by a system of checks and balances, wherein each branch has mechanisms to prevent abuses of power by the others:

  1. Congress's Check on the Executive:

    • Power to override a Presidential veto with a two-thirds vote.
    • Senate confirmation of certain Presidential appointments (e.g., members of the Cabinet, ambassadors).
    • Power of the purse, controlling budget allocations.
    • Power to impeach the President for culpable violations of the Constitution, treason, bribery, graft and corruption, other high crimes, or betrayal of public trust.
  2. Congress’s Check on the Judiciary:

    • Power to impeach justices and judges for certain impeachable offenses.
    • Power to define jurisdiction of lower courts.
    • Power to amend the laws or Constitution if judicial decisions are perceived to misinterpret the law.
  3. Executive’s Check on Congress:

    • Power to veto bills passed by Congress.
    • Power to call for special sessions of Congress.
  4. Executive’s Check on the Judiciary:

    • Power of appointment of justices, with the concurrence of the Judicial and Bar Council (JBC).
    • Power to pardon individuals convicted of crimes (except impeachment cases).
  5. Judiciary’s Check on Congress and the Executive:

    • Power of judicial review (as established in Article VIII, Section 1) allows the Supreme Court to declare acts of Congress or the Executive as unconstitutional, thus nullifying them.

5. Violations of Separation of Powers

Encroachments by one branch into the realm of another violate the principle of Separation of Powers. Examples include:

  1. Judicial Overreach: The Judiciary may encroach on legislative or executive functions by issuing decisions that effectively create laws (a violation of the law-making power of Congress) or by dictating executive policy (a violation of the executive power).

  2. Legislative Encroachment: Congress may pass laws that improperly limit the powers of the President (Executive) or attempt to define court procedures (which is the domain of the Judiciary).

  3. Executive Overreach: The President may issue executive orders that contradict the laws passed by Congress or infringe on judicial authority by ignoring court orders or rulings.

6. Philippine Case Law on Separation of Powers

Several Supreme Court rulings have clarified the doctrine of Separation of Powers in the Philippines:

  1. Angara v. Electoral Commission (G.R. No. L-45081, July 15, 1936):

    • This landmark case reinforced the principle of Separation of Powers and the system of checks and balances. The Court held that each department of government has exclusive cognizance of matters within its jurisdiction and that no branch may interfere with the others.
  2. Estrada v. Sandiganbayan (G.R. No. 148965, November 19, 2001):

    • The Court ruled that the Judiciary could not interfere with the discretion of the Executive regarding the issuance of a pardon, thus upholding the President’s exclusive authority in that area.
  3. Marcos v. Manglapus (G.R. No. 88211, September 15, 1989):

    • The Court ruled that in matters involving national security, the President has broad discretion, and the Judiciary should not unnecessarily intervene.
  4. Imbong v. Ochoa (G.R. No. 204819, April 8, 2014):

    • The constitutionality of the Reproductive Health Law was challenged, but the Supreme Court upheld its validity, emphasizing that policy-making is the domain of the legislature, and courts should not interfere unless clear constitutional violations are present.

7. Limitations of the Doctrine of Separation of Powers

While the Separation of Powers is a cornerstone of governance, it is not absolute. Circumstances may call for inter-branch collaboration:

  • Delegated Powers: Congress may delegate certain powers to the Executive, provided there are sufficient standards and limitations.
  • Judicial Interpretation: The Judiciary has the power to interpret laws and review their constitutionality but does not make laws.
  • Emergencies: During national emergencies, such as war or calamity, the President may exercise certain powers (e.g., emergency powers) that temporarily blur the lines of separation.

8. Importance of the Separation of Powers

The Separation of Powers is essential for maintaining a functioning democracy and protecting individual liberties. It ensures that:

  • No single branch has unchecked power.
  • There is accountability in governance.
  • Each branch remains within its constitutional limits, contributing to political stability.

The principle serves as a safeguard against tyranny and promotes a balanced and equitable government structure that upholds the rule of law.

State Immunity

Philippine Law: State Immunity under Political Law and Public International Law

1. Definition of State Immunity

State immunity, also known as the "doctrine of sovereign immunity," is a principle of public international law that holds that a sovereign state cannot be sued in the courts of another state without its consent. In the Philippine context, it is enshrined in Section 3, Article XVI of the 1987 Philippine Constitution, which states:

“The State may not be sued without its consent.”

This reflects the principle that the State, as a sovereign entity, is immune from legal suits, except when it expressly waives that immunity.

2. Rationale for State Immunity

The doctrine is grounded in two main justifications:

  • Sovereignty: A sovereign state should not be subjected to the jurisdiction of another.
  • Non-Accountability for Government Actions: It ensures that the State can perform its functions without the threat of litigation hindering its ability to govern and serve the public effectively.

3. Scope and Application of State Immunity

  • Public Acts (Jure Imperii): The doctrine applies to acts that are purely governmental or sovereign in nature. These include legislative, executive, and judicial functions, such as:

    • Enforcing laws
    • Diplomatic activities
    • Military decisions
    • Regulation of public services
  • Private Acts (Jure Gestionis): The immunity does not extend to the State’s commercial or proprietary activities. When the government enters into commercial contracts or transactions typically reserved for private individuals or corporations (such as trade or business contracts), it may be held liable. This distinction is often referred to as the jure imperii (sovereign acts) versus jure gestionis (commercial acts) dichotomy.

4. Consent to be Sued

Although the State is generally immune from suit, it may consent to be sued. Such consent can be given explicitly or impliedly.

  • Express Consent: The State may pass laws, enter into contracts, or make other official declarations that waive its immunity.

    • Legislative Waiver: One example is the Commonwealth Act No. 327, which allows the State to be sued under specific circumstances for liabilities arising from contracts it has entered into.
  • Implied Consent: The State may also impliedly waive its immunity by engaging in activities where it becomes a party to litigation.

    • Government-Owned or Controlled Corporations (GOCCs): When GOCCs act in a commercial capacity (such as the Philippine National Railways), they are deemed to have waived immunity.

However, waivers of immunity are strictly construed, and mere engagement in commercial activities does not automatically mean that the government can be sued unless consent is clear and unequivocal.

5. Limitations of State Immunity

While the doctrine is broad, it has certain limitations:

  • Suit vs. Officers in Official Capacity: The State cannot be sued for acts committed by its officers in their official capacity. However, if the officer acted beyond the scope of their authority or violated the Constitution, the suit may proceed.

  • Illegal Acts and Ultra Vires Acts: If a government official commits an illegal act or exceeds their authority (ultra vires), the State cannot invoke immunity to shield that official from legal action. In such cases, the court may entertain the suit to ensure accountability.

  • Tort Liability: Under the Administrative Code of 1987 (Book I, Chapter 9, Section 38 and 39), government officials may be held liable for torts or wrongful acts committed within the scope of their official duties, provided it is proven that they acted with bad faith, malice, or gross negligence. While the State itself may remain immune, the officials responsible can be personally sued.

6. Exceptions to State Immunity

There are instances when State immunity does not apply:

  • Eminent Domain: Although the State has the power to expropriate private property for public use, it must pay just compensation. If the government fails to do so, the aggrieved property owner may sue the State, and this is considered an exception to the doctrine of immunity.

  • Contracts: If the State enters into contracts that are commercial in nature, it waives its immunity for disputes arising from those contracts. For instance, if the government contracts with a private company for infrastructure projects and defaults, the company can sue for breach of contract.

  • Government Agencies with Separate Charters: Some government agencies or instrumentalities are vested with a corporate personality and can sue and be sued, such as the Bangko Sentral ng Pilipinas or the Social Security System.

7. Judicial Interpretation in the Philippines

Philippine courts, particularly the Supreme Court, have developed a nuanced interpretation of the doctrine of state immunity. The guiding principle is that state immunity is not absolute, and the courts carefully consider the nature of the State’s actions and the presence or absence of its consent before allowing suits.

Notable cases that have shaped the interpretation of state immunity in the Philippines include:

  • Sanders v. Veridiano II (162 SCRA 88, 1988): This case emphasized that State immunity is based on the nature of the act, reaffirming that the State cannot be sued without its consent unless the act involves a commercial or proprietary transaction.

  • Republic v. Sandiganbayan (204 SCRA 212, 1991): This case illustrated that the immunity of the State does not extend to instances where government officials act beyond their legal authority, in which case they can be personally liable.

  • Department of Agriculture v. NLRC (227 SCRA 693, 1993): The court held that when the government engages in activities that can be classified as proprietary or commercial in nature, it is deemed to have waived its immunity from suit.

8. State Immunity and International Law

Under international law, the principle of state immunity operates within similar parameters. The United Nations Convention on Jurisdictional Immunities of States and Their Property (2004), though not yet widely ratified, formalizes the distinction between sovereign acts (jure imperii) and commercial acts (jure gestionis), affirming that immunity only applies to sovereign acts.

In the context of diplomatic relations, the Vienna Convention on Diplomatic Relations (1961) provides diplomatic immunities and privileges, extending the concept of immunity to foreign diplomats in a host state.

9. State Immunity in Special Circumstances

  • Foreign States and Sovereign Immunity in the Philippines: Under the Foreign Sovereign Immunities Act (FSIA), foreign states generally enjoy immunity from jurisdiction in Philippine courts unless they engage in commercial or private acts.

  • International Organizations: International bodies, such as the United Nations, also enjoy certain immunities under international agreements and host country arrangements.

Conclusion

State immunity, as applied in the Philippine legal system, upholds the principle that the State cannot be sued without its consent, protecting its sovereign prerogatives. However, through constitutional, legislative, and judicial processes, the Philippine government has outlined specific circumstances under which it may waive that immunity, particularly when engaging in commercial activities or violating rights. The distinction between sovereign acts and commercial acts is central to understanding the boundaries of this doctrine.

Sovereignty

Philippine Law on Sovereignty under Political Law and Public International Law

Sovereignty is a fundamental principle in both Political Law and Public International Law. Understanding sovereignty in the Philippine context requires an examination of its definition, its classifications, and its implications under both domestic and international law.

I. Definition of Sovereignty

Sovereignty refers to the supreme power or authority that a state possesses within its territorial jurisdiction. It is the state's inherent right to govern itself without external interference. This principle is central to the existence and functioning of any independent nation-state, including the Philippines.

The concept of sovereignty has both internal and external aspects:

  1. Internal Sovereignty: This refers to the state's authority over its own territory and the population within it. The state has the power to enact and enforce laws, establish a government, regulate economic activities, and ensure the welfare of its citizens. Internal sovereignty signifies the state's autonomy in dealing with its internal affairs.

  2. External Sovereignty: This concerns the state's freedom from external control or influence. It implies the state's capacity to engage in relations with other states, enter into treaties, and participate in international organizations while maintaining its independence and equality under international law.

II. Sovereignty in the Philippine Legal Context

1. Constitutional Provisions on Sovereignty

The 1987 Philippine Constitution expressly affirms the sovereignty of the Republic of the Philippines. It recognizes the sovereign rights of the Filipino people in the following provisions:

  • Article II, Section 1: "The Philippines is a democratic and republican State. Sovereignty resides in the people and all government authority emanates from them."

    This provision underscores the principle of popular sovereignty—that the ultimate power rests with the people, and the government derives its authority from the consent of the governed. The Philippine government functions as a democratic republic, where the people elect representatives to exercise their sovereignty.

  • Article I: Defines the national territory of the Philippines, over which the country exercises sovereignty. This includes the archipelago and all other areas over which the Philippines has jurisdiction, including its territorial sea, airspace, and maritime zones such as the exclusive economic zone (EEZ).

2. National Territory and Sovereign Jurisdiction

The national territory is a manifestation of sovereignty. The Philippines asserts sovereignty and jurisdiction over its defined territory, including its land, maritime domains, and airspace.

  • Archipelagic Doctrine: Under this principle, the Philippines is an archipelago and its territorial boundaries are defined by the straight baselines connecting its outermost islands. This principle allows the Philippines to treat the waters within the archipelago as internal waters, subject to full sovereignty.

  • Exclusive Economic Zone (EEZ): The Philippines has the sovereign right to explore, exploit, conserve, and manage the natural resources within its 200-nautical-mile EEZ, as recognized by international law, specifically the United Nations Convention on the Law of the Sea (UNCLOS).

3. Sovereign Immunity

The doctrine of sovereign immunity or state immunity is a legal principle under which the state cannot be sued without its consent. This principle is enshrined in the Philippine legal system and follows the classical theory that the state is above any legal challenge by its citizens unless it explicitly waives this immunity. Exceptions to this principle are when the state consents to be sued or when it enters into commercial transactions (the doctrine of jure gestionis).

  • Article XVI, Section 3 of the 1987 Constitution affirms that the Philippines enjoys sovereign immunity, but it also allows for the waiver of immunity when the state expressly consents, whether in a contract or through legislation.

4. Sovereignty and National Defense

Sovereignty is closely linked with national defense, as the protection of a state's sovereignty from external threats is one of the primary duties of the government. The Philippine Constitution mandates the state to defend its sovereignty and territorial integrity.

  • Article II, Section 3: "The Armed Forces of the Philippines is the protector of the people and the State. Its goal is to secure the sovereignty of the State and the integrity of the national territory."

III. Sovereignty in Public International Law

In the realm of Public International Law, sovereignty remains a foundational concept governing relations between states. The principle of sovereignty is recognized and respected by international law, as each state is considered equal and independent. However, the sovereignty of the Philippines is subject to certain limitations under international law.

1. Principles of Non-Intervention

The principle of sovereignty in international law includes the doctrine of non-intervention, which prohibits states from interfering in the internal affairs of another sovereign state. This principle is rooted in the United Nations Charter, which emphasizes the sovereign equality of all its member states.

  • Article 2(1) of the UN Charter: "The Organization is based on the principle of the sovereign equality of all its Members."

2. Sovereignty and International Agreements

The Philippines, like other states, voluntarily enters into international agreements and treaties. By doing so, it does not lose its sovereignty but, rather, agrees to exercise its sovereignty in accordance with certain international norms and obligations. For instance:

  • UNCLOS: The Philippines is a signatory to the United Nations Convention on the Law of the Sea (UNCLOS), which governs maritime rights, including its EEZ and continental shelf.
  • Mutual Defense Treaty (MDT) with the United States: The Philippines has entered into a security agreement with the United States under the MDT, where both countries pledge to support each other in case of an armed attack. This treaty does not diminish Philippine sovereignty, but instead strengthens its defense capabilities through alliances.

3. The Limits of Sovereignty: Human Rights and Global Governance

In the modern era, the concept of absolute sovereignty has evolved, especially in matters of human rights and global governance. International human rights law places limitations on how a state can exercise its sovereignty, particularly in matters involving the protection of fundamental rights. International bodies like the United Nations and regional organizations such as the Association of Southeast Asian Nations (ASEAN) play a role in enforcing these global standards.

4. Sovereignty and Dispute Resolution

The Philippines has used international legal mechanisms to protect its sovereignty, particularly in territorial disputes. A significant example is the Philippines vs. China case in the Permanent Court of Arbitration, where the Philippines challenged China's claims in the South China Sea under UNCLOS. The tribunal's 2016 ruling favored the Philippines, reaffirming its sovereign rights within its EEZ, although China has refused to recognize the ruling.

IV. Conclusion

Sovereignty is an essential and dynamic concept under Philippine Political Law and Public International Law. It encompasses both the internal authority of the state and its independence in international relations. While the state enjoys supreme power over its territory, its sovereignty is subject to legal norms and obligations that arise from international agreements and the evolving nature of global governance. Sovereignty remains central to national identity, defense, and governance, while balancing the need to participate in the international community and uphold the rule of law.

Declaration of Principles and State Policies

The "Declaration of Principles and State Policies" is a fundamental section of the 1987 Philippine Constitution, which lays down the foundational ideals, goals, and commitments of the Philippine state. This section is located in Article II of the Constitution, and it expresses the guiding principles that direct the operations of government, as well as the aspirations of the country in both domestic and international contexts.

Here's a breakdown of the key elements under this area:

1. Declaration of Principles (Article II, Sections 1 to 12)

The Declaration of Principles enshrines the basic political philosophy that guides the government’s functioning and the relationship between the state and its people.

  • Section 1:
    The Philippines is a democratic and republican state. Sovereignty resides in the people, and all government authority emanates from them.

    • This emphasizes that the power of the government is derived from the people, and it should serve the public interest in a democratic fashion.
  • Section 2:
    The Philippines renounces war as an instrument of national policy, adopts the generally accepted principles of international law as part of the law of the land, and adheres to a policy of peace, equality, justice, freedom, cooperation, and amity with all nations.

    • The country upholds peace in international relations, respects international law, and promotes friendly and cooperative relations with other nations.
  • Section 3:
    Civilian authority is, at all times, supreme over the military. The Armed Forces of the Philippines (AFP) is the protector of the people and the state. Its goal is to secure the sovereignty of the state and the integrity of the national territory.

    • This ensures that the military remains under civilian control and that its purpose is to defend the country and its people.
  • Section 4:
    The prime duty of the Government is to serve and protect the people. The government may call upon the people to defend the state and, in the fulfillment of this duty, all citizens may be required, under conditions provided by law, to render personal, military, or civil service.

    • The state exists primarily for the welfare of the people and has the authority to call upon its citizens for national defense.
  • Section 5:
    The maintenance of peace and order, the protection of life, liberty, and property, and the promotion of the general welfare are essential for the enjoyment of all the people of the blessings of democracy.

    • Public safety and welfare are top priorities for the state.
  • Section 6:
    The separation of Church and State shall be inviolable.

    • This affirms that the state and religious institutions operate independently from one another, preventing government interference in religious matters and vice versa.
  • Section 7:
    The state shall pursue an independent foreign policy. In its relations with other states, the paramount consideration shall be national sovereignty, territorial integrity, national interest, and the right to self-determination.

    • The Philippines asserts its right to act independently in international matters, prioritizing the interests and security of the country.
  • Section 8:
    The Philippines, consistent with the national interest, adopts and pursues a policy of freedom from nuclear weapons in its territory.

    • The state opposes the presence of nuclear weapons within its borders, in line with its peace-oriented foreign policy.
  • Section 9:
    The state shall promote a just and dynamic social order that will ensure the prosperity and independence of the nation and free the people from poverty through policies that provide adequate social services, promote full employment, a rising standard of living, and an improved quality of life for all.

    • The government is committed to creating conditions for economic and social equity, aiming for prosperity and well-being for all Filipinos.
  • Section 10:
    The state shall promote social justice in all phases of national development.

    • Social justice is a key principle that should inform all aspects of development and governance.
  • Section 11:
    The state values the dignity of every human person and guarantees full respect for human rights.

    • The protection and respect of human rights are core principles that the government upholds.
  • Section 12:
    The state recognizes the sanctity of family life and shall protect and strengthen the family as a basic autonomous social institution. It shall equally protect the life of the mother and the life of the unborn from conception. The natural right and duty of parents in rearing the youth for civic efficiency and the development of moral character shall receive the support of the government.

    • This affirms the state's duty to protect the family unit, both as a social institution and in terms of individual rights within the family, such as the right to life and parental authority.

2. State Policies (Article II, Sections 13 to 28)

The State Policies section outlines the specific goals and priorities of the Philippine government to promote the well-being of the people and ensure national development. These are guiding policies that inform legislation and government action.

  • Section 13:
    The state recognizes the vital role of the youth in nation-building and shall promote and protect their physical, moral, spiritual, intellectual, and social well-being. It shall inculcate in the youth patriotism and nationalism and encourage their involvement in public and civic affairs.

    • This highlights the importance of developing the youth for the future of the country, encouraging their civic participation.
  • Section 14:
    The state recognizes the role of women in nation-building and shall ensure the fundamental equality before the law of women and men.

    • Gender equality is enshrined as a policy, promoting the role of women in all areas of national life.
  • Section 15:
    The state shall protect and promote the right to health of the people and instill health consciousness among them.

    • Public health is recognized as a key responsibility of the government.
  • Section 16:
    The state shall protect and advance the right of the people to a balanced and healthful ecology in accord with the rhythm and harmony of nature.

    • Environmental protection is a central concern, recognizing the need for sustainable development.
  • Section 17:
    The state shall give priority to education, science and technology, arts, culture, and sports to foster patriotism and nationalism, accelerate social progress, and promote total human liberation and development.

    • Education, science, culture, and sports are seen as key drivers of national progress.
  • Section 18:
    The state affirms labor as a primary social economic force. It shall protect the rights of workers and promote their welfare.

    • Workers’ rights and the importance of labor are a priority in the state's social and economic policies.
  • Section 19:
    The state shall develop a self-reliant and independent national economy effectively controlled by Filipinos.

    • Economic independence and national control over the economy are key goals.
  • Section 20:
    The state recognizes the indispensable role of the private sector, encourages private enterprise, and provides incentives to needed investments.

    • The government supports private business while encouraging investment to foster national development.
  • Section 21:
    The state shall promote comprehensive rural development and agrarian reform.

    • Rural development and agrarian reform are central to addressing poverty and inequality.
  • Section 22:
    The state recognizes and promotes the rights of indigenous cultural communities within the framework of national unity and development.

    • The rights of indigenous peoples are recognized and protected as part of national development.
  • Section 23:
    The state shall encourage non-governmental, community-based, or sectoral organizations that promote the welfare of the nation.

    • The government recognizes the value of civil society organizations in contributing to national welfare.
  • Section 24:
    The state recognizes the vital role of communication and information in nation-building.

    • Free and open communication and the dissemination of information are vital for national development.
  • Section 25:
    The state shall ensure the autonomy of local governments.

    • Local autonomy is recognized as crucial for decentralization and good governance.
  • Section 26:
    The state shall guarantee equal access to opportunities for public service and prohibit political dynasties as may be defined by law.

    • Political participation should be open and free from entrenched political dynasties, though specific anti-dynasty legislation is yet to be passed.
  • Section 27:
    The state shall maintain honesty and integrity in the public service and take positive and effective measures against graft and corruption.

    • The fight against corruption is a priority in ensuring good governance.
  • Section 28:
    The state adopts and implements a policy of full public disclosure of all its transactions involving public interest.

    • Transparency in government operations is essential, particularly regarding public transactions.

Summary of Key Concepts:

  1. Democratic Principles:

    • Sovereignty belongs to the people, civilian control over the military, and the state serves and protects its citizens.
  2. Foreign Relations:

    • Peace, renunciation of war, adherence to international law, nuclear disarmament, and independent foreign policy are emphasized.
  3. Social Justice and Human Rights:

    • The government commits to social justice, equality, human dignity, and protecting family, health, and ecology.
  4. National Development:

    • The state prioritizes education, rural development, labor rights, economic independence, and private sector cooperation.
  5. Good Governance:

    • Transparency, accountability, and the fight against corruption are central to maintaining public trust in government.

In summary, the Declaration of Principles and State Policies serves as a broad guide for the Philippine government’s priorities and actions, both domestically and in international relations. It reflects the commitment to democratic ideals, social justice, human rights, economic progress, and environmental sustainability.

Amendments and Revisions

Amendments and Revisions of the 1987 Philippine Constitution

The process of amending or revising the Philippine Constitution is a crucial aspect of Political Law. It involves procedures and mechanisms set forth within the Constitution itself. The 1987 Constitution of the Philippines provides a specific framework for amendments and revisions, particularly in Article XVII.

Here’s a detailed breakdown of what one needs to know about amendments and revisions under this section:


I. Amendment vs. Revision

While both amendment and revision pertain to changes in the Constitution, they differ in terms of scope and nature:

  • Amendment: This refers to changes that do not affect the basic structure of the Constitution. Amendments typically deal with specific provisions or sections and are intended to improve or update certain aspects of the Constitution.

  • Revision: This involves a more substantial or fundamental change to the Constitution, potentially affecting its overall framework or structure. It may encompass multiple provisions or even the entire Constitution.


II. Modes of Amending or Revising the Constitution

The 1987 Constitution provides for three modes to propose amendments or revisions:

  1. Constituent Assembly (Con-Ass)

    • This refers to Congress (the Senate and House of Representatives) acting as a constituent assembly.
    • Congress can propose amendments or revisions by a vote of three-fourths of all its members.
    • It is important to note that this does not necessarily mean a joint session; the Senate and the House may vote separately on the proposed changes.
  2. Constitutional Convention (Con-Con)

    • Congress may also call for a Constitutional Convention for the purpose of proposing amendments or revisions.
    • A Constitutional Convention is a body of delegates elected by the people, who are tasked solely with proposing changes to the Constitution.
    • Congress can either call for a Con-Con by a two-thirds vote of all its members or submit the question of whether or not to call a Con-Con to the electorate for a majority vote.
  3. People’s Initiative

    • Under Section 2, Article XVII, the Constitution allows amendments through a People's Initiative.
    • This is a process where the people can directly propose amendments to the Constitution. It requires a petition signed by at least 12% of the total number of registered voters, with each legislative district represented by at least 3% of its registered voters.
    • Note that People's Initiative can only be used for amendments, not for revisions.

III. Ratification by the People

Once the proposed amendments or revisions are finalized through any of the modes mentioned above, they must be ratified by the Filipino people. The ratification process is outlined in Section 4, Article XVII of the Constitution:

  • Proposed amendments or revisions must be submitted to the electorate for approval in a plebiscite.
  • The plebiscite must be held not earlier than 60 days nor later than 90 days after the approval of the proposal by Congress or the Constitutional Convention, or after the certification by the Commission on Elections (COMELEC) of the sufficiency of a petition for a People’s Initiative.

The proposed amendments or revisions become part of the Constitution once they are approved by a majority of votes cast in the plebiscite.


IV. Limitations on Amendments or Revisions

  1. No specific limitations on time: The 1987 Constitution does not provide for specific limitations on when amendments or revisions can be proposed, meaning these processes can occur at any time, as long as the constitutional requirements are met.

  2. Substantive limitations: There are no explicit prohibitions within the Constitution on the types of provisions that can be amended, except for the general principle that amendments should not violate fundamental rights or be inconsistent with the Constitution's general principles.


Notable Legal Issues

  • Case Law: In Lambino v. Comelec (2006), the Supreme Court struck down an attempt to amend the Constitution via People's Initiative, holding that the petition failed to meet the requirements of Article XVII, as it sought to propose revisions (involving a shift to a parliamentary system) rather than mere amendments, which the People's Initiative process cannot lawfully undertake.

  • Separate Voting in Constituent Assembly: There has been debate over whether the Senate and the House of Representatives must vote separately or jointly when convening as a Constituent Assembly. Historically, it has been interpreted that they must vote separately, though no final ruling has been made by the Supreme Court on this issue.


V. Summary of Procedures

  1. Amendments can be proposed through:

    • Constituent Assembly: Three-fourths vote of all members of Congress.
    • Constitutional Convention: Two-thirds vote of Congress to call a convention or by public referendum.
    • People’s Initiative: Petition signed by 12% of the electorate and 3% from each district (amendments only).
  2. Revisions can be proposed through:

    • Constituent Assembly: Three-fourths vote of all members of Congress.
    • Constitutional Convention: Two-thirds vote of Congress to call a convention or by public referendum.
    • People's Initiative cannot be used to propose revisions.
  3. Ratification:

    • A national plebiscite must be conducted for the people to vote on the proposed changes.
    • A majority vote in favor is required for the amendments or revisions to take effect.

Importance of Public Participation and Awareness

Since any change to the Constitution fundamentally alters the nation's highest legal document, public participation through the plebiscite ensures that the sovereign people ultimately decide on the final adoption of proposed amendments or revisions. This ensures the legitimacy of any constitutional changes and protects the democratic foundations of the Philippines.

Nature and Concept of a Constitution

Political Law and Public International Law

I. The 1987 Constitution of the Republic of the Philippines


A. Nature and Concept of a Constitution

1. Definition of a Constitution

A Constitution is the fundamental and supreme law of the land. It establishes the framework for the organization of the government, defines its powers and duties, and outlines the rights of the people. It is the source of authority from which all laws and executive actions must derive their legality and legitimacy.

In the Philippines, the 1987 Constitution is the current Constitution, which was ratified by the Filipino people in a plebiscite held on February 2, 1987. It replaced the 1973 Constitution and was drafted in response to the end of Martial Law under Ferdinand Marcos.


2. Classifications of Constitutions

Constitutions can be classified in various ways, and these classifications are relevant in understanding the nature of the 1987 Philippine Constitution:

  • Written vs. Unwritten Constitution:

    • A written constitution is codified in a formal document (e.g., the 1987 Philippine Constitution), whereas an unwritten constitution relies on customs, judicial decisions, and legal precedents.
  • Rigid vs. Flexible Constitution:

    • A rigid constitution is one that requires a special procedure for amendment (e.g., the 1987 Constitution), while a flexible constitution can be amended through ordinary legislative action.
  • Constitutional vs. Statutory Law:

    • Constitutional law governs the structure and powers of government, whereas statutory laws are laws passed by the legislature within the framework of the Constitution.

3. Purpose and Functions of a Constitution

The Constitution serves the following primary functions:

  1. Establishment of Government Structure: It creates the framework of government by dividing it into three branches:

    • Legislative: Enacts laws.
    • Executive: Implements laws.
    • Judiciary: Interprets laws.
  2. Distribution of Powers: The Constitution allocates powers among the different branches of government (legislative, executive, and judicial) and establishes a system of checks and balances to prevent abuse of power.

  3. Limitation of Government Power: The Constitution places limits on governmental powers to protect individual rights and liberties. In the Philippine context, the Bill of Rights (Article III of the 1987 Constitution) is a key feature.

  4. Expression of National Ideals and Aspirations: It reflects the fundamental principles and aspirations of the nation, such as the promotion of democracy, social justice, and human rights.


4. Supremacy of the Constitution

The Constitution is supreme, meaning it takes precedence over all other laws, policies, and governmental acts. Any law or executive act that is inconsistent with the Constitution is void. This principle of constitutional supremacy is enshrined in Article II, Section 1, which states that sovereignty resides in the people and all government authority emanates from them.

Moreover, under Article VIII, Section 5(2)(a), the Supreme Court has the power of judicial review, which allows it to declare acts of the government (laws, executive orders, or even treaties) unconstitutional.


5. Amendment and Revision of the Constitution

The 1987 Constitution provides for its amendment or revision in Article XVII:

  • Amendment refers to a change that is specific and limited, while revision implies a more comprehensive or substantial alteration.

  • The Constitution may be amended or revised by:

    • Congress, through a vote of three-fourths of all its Members, or
    • A Constitutional Convention, or
    • People’s Initiative, where a petition signed by at least 12% of the total registered voters nationwide is required, with at least 3% of voters in every legislative district.

Once a proposed amendment or revision is approved by the appropriate body, it must be ratified by a majority of votes cast in a national referendum.


6. Fundamental Principles of the 1987 Constitution

The following principles are foundational to the 1987 Constitution:

  • Republicanism: The Philippines adopts a republican form of government, where sovereignty resides in the people, and public officials are accountable to them. This is emphasized in Article II, Section 1 of the Constitution.

  • Democracy: The Constitution upholds democratic ideals, allowing for the participation of citizens in governance, including through elections and referendums.

  • Separation of Powers: The Constitution provides for the separation of powers among the legislative, executive, and judicial branches to prevent the concentration of authority.

  • Checks and Balances: Each branch of government has the ability to check the actions of the other branches, ensuring no one branch becomes too powerful.

  • Rule of Law: The Constitution upholds the principle that laws govern the nation, and no person or institution is above the law.

  • Social Justice and Human Rights: The Constitution emphasizes the promotion of social justice and human rights, particularly in Articles II and III (Declaration of Principles and Bill of Rights).

  • Autonomy of Local Governments: The Constitution guarantees the autonomy of local government units, allowing them to govern their own affairs to a certain extent, within the framework set by the national government (Article X).


7. Entrenchment of Human Rights

The Constitution is deeply committed to the protection of human rights. Article III, or the Bill of Rights, outlines the civil and political rights of individuals, including:

  • The right to life, liberty, and property (Section 1).
  • Freedom of speech, expression, and the press (Section 4).
  • The right to due process and equal protection under the law (Sections 1, 14).
  • The right to privacy (Section 3).
  • The right against unreasonable searches and seizures (Section 2).

These rights are fundamental and are protected from government encroachment.


Conclusion

The 1987 Constitution is the fundamental law of the Philippines. It establishes the government’s structure, defines the relationship between the state and its citizens, and serves as the supreme legal authority. Its supremacy, commitment to democratic principles, respect for human rights, and mechanisms for amendment ensure its adaptability and relevance to the nation’s evolving needs.